The Securities Litigation Expert Blog
Robinhood Recommendations - Rise of the Machines
GameStop Litigation - Part 2
GameStop Litigation
The Firm of Wal and Mart: When you're not betting the company
Dear "Prudent": The DOL Proposal
Coronavirus Cases
Lost Gains Cases: The Broker Appropriation Fact Pattern
Lost Gains Securities Arbitration Cases
The Decline of FINRA Membership and the Litigation Implications
SEC Regulation Best Interest - FINRA RN 19-26
IPO Churning - It Ain't What it Used to Be (And it Never Was)
SEC Regulation Best Interest - The Final Rule
Jack Duval Quoted in AdvisorHub Article on Protecting Senior Investors
SEC Regulation Best Interest - State Fiduciary Laws
SEC Regulation Best Interest - Lost Gains Cases
SEC Regulation Best Interest - Reasonable Care
Protecting Senior Investors - Deconstructing a Supervisory Failure
SEC Regulation Best Interest - The Prudent Expert Standard
SEC Regulation Best Interest - The Five-Part Test
The Historical Origins of Fiduciary Duties
FINRA's Proposed Changes to the Churning Rule
Comparing SEC Regulation Best Interest to Existing FINRA Rules
SEC Regulation Best Interest
Premeditated "C" Share Churning at Morgan Stanley?
Protecting Senior Investors - 2nd Circuit Decision
Leveraged and Inverse ETFs - Tracking Error
Jack Duval Launches RIA Firm Bantam Inc.
Protecting Senior Investors - Nationwide Elder Fraud Sweep
Volatility-Linked Products - Complexity Risk Strikes Again
Protecting Senior Investors - FINRA FAQs
Jack Duval Quoted in MarketWatch Article on CoCo Bonds
The Accelerant Arbitration Market Indicator - December 2017 Update
Volatility-Linked Products - Bank of America Strategic Return Notes
Private Equity - Due Diligence
Volatility-Linked Products - Death By a Thousand Cuts
Volatility-Linked Exchange-Traded Products
The Accelerant Arbitration Market Indicator - August 2017 Update
The DOL Fiduciary Rule - Reasonable Compensation and Index Funds
The DOL Fiduciary Rule - Risk Tolerance Questionnaires
The DOL Fiduciary Rule - Investment Policy Statements
The DOL Fiduciary Rule - Shifting the Burden of Proof
The DOL Fiduciary Rule - Due Diligence
The DOL Fiduciary Rule - Prudent Expert Standard
DOL Fiduciary Rule Expert Jack Duval Interviewed on Podcast
The DOL Fiduciary Rule and Securities Litigation
The Accelerant Arbitration Market Indicator - April 2017 Update
The Accelerant Arbitration Market Indicator - March 2017 Update
Jack Duval Publishes Protecting Senior Investors White Paper
The Accelerant Arbitration Market Indicator - January 2017 Update
Protecting Senior Investors - FINRA Rule Changes
Protecting Senior Investors - Defining "Senior"
Protecting Senior Investors - Knowing Dementia
Protecting Senior Investors - Regulatory Timeline
Money Market Fund "Liquidity"
Jack Duval Publishes Municipal Bond and MSRB Rule E-Book
Warning: Contingent Convertible Bonds are Insurance
Litigation Costs May Sink Deutsche Bank Contingent Convertible Bonds
PREPA Restructuring?
The Illusion of Liquidity in High Yield and Distressed Debt
The Third Avenue Focused Credit Fund Implosion
What's Going on in High Yield and Distressed Debt?
Puerto Rico Superbonds: GOs Drink Agency Milkshakes
Insurance-Linked Securities: Correlation in Hiding
Insurance-Linked Securities: Speculative with High Complexity Risk
FINRA: Santander Failed to Update Risk on Puerto Rico Munis - See Our Suitability Matrix
The Accelerant Arbitration Market Indicator - September 2015 Update
UBS Hit with $34 Million in Fines over Puerto Rico Funds
Jack Duval Quoted on Wells Fargo AWC over Complex Investments
Puerto Rico Debt Crisis Puts Focus on Insurers
Accelerant Publishes Guide to Puerto Rico Capital Structure
Puerto Rico to Default/Reorg/Restructure Municipal Bond Debt
The Accelerant Arbitration Market Indicator - June 2015 Update
The Accelerant Arbitration Market Indicator - May 2015 Update
Former Brokers Sue UBS of Puerto Rico
Fitch Downgrades Puerto Rico GO Debt to B - Watch Negative
Litigation Alert: Now Batting - Shale Bonds
Jack Duval Publishes Company Town Investing White Paper
Puerto Rico: Did Section 936 Cause the Secular Decline? Yes.
Accelerant Weekly Link Roundup
Accelerant Weekly Link Roundup
Accelerant Weekly Link Roundup
Accelerant Weekly Link Roundup
Liquid Alternatives - Is Democratization a Good Thing?
UBS Puerto Rico Forced Brokers to Sell Proprietary Closed-end Funds - New Evidence
Puerto Rico: Evidence for Diversification
Payton Manning - Over-Sharpening the Saw?
Accelerant Weekly Link Roundup
The Accelerant Arbitration Market Indicator - Year-end 2014 Update
Puerto Rico: Correlations Across Company Town Assets
Puerto Rico: A Company Town with One Large Exposure
Company Town Investing: The Case of Puerto Rico
Accelerant Weekly Link Roundup
Accelerant Weekly Link Roundup
Accelerant Weekly Link Roundup
Manufacturing Investment Complexity - The Wall Street Playbook
Accelerant's Weekly Link Roundup
Complex Investments and the Curse of Knowledge
Accelerant's Weekly Link Roundup
Accelerant's Weekly Link Roundup
Len Santoro, Fixed Income Expert, Joins Accelerant
Accelerant's Weekly Link Roundup
Complex Investments: Evidence from 10-K Filings
Market Efficiency and Its Role in Securities Litigation
Accelerant's Weekly Link Roundup
The SEC's War on Jargon in Complex Investment Filings
Accelerant's Weekly Link Roundup
The Accelerant Arbitration Market Indicator - September 2014 Update
Accelerant's Weekly Link Roundup
CalPERS Looking to Reduce Investment Complexity
Accelerant's Weekly Link Roundup
Accelerant's Weekly Link Roundup
Accelerant's Weekly Link Roundup
Monday's S&P Call Notes on Puerto Rico
Accelerant's Weekly Link Roundup
Puerto Rico Municipal Bond Crisis Wiki Launched
The Accelerant Arbitration Market Indicator - July 2014 Update
Accelerant's Weekly Link Roundup
CDS ETFs: Reaching New Highs (Lows?) in Complex Investments
Accelerant's Weekly Link Roundup
Puerto Rico Municipal Bond Crisis: Downgrades, Padilla Ready to Sue
Act 3 for the Puerto Rico Municipal Bond Crisis? No, Act 71
Puerto Rico Municipal Bond Crisis, Next Up: Muni Funds and Monolines
Accelerant's Weekly Link Roundup
Puerto Rico Municipal Bond Crisis: On the Precipice
Saturday Morning Post from Accelerant
Puerto Rico Municipal Bond Crisis: Haircuts Ahead
Puerto Rico Municipal Bond Crisis Update: A 1-2 Combo Last Week
The Accelerant Arbitration Market Indicator Index - June 2014 Update
Jack Duval Publishes White Paper on Complexity Risk
SEC Defining Risk as Complex Investments
The "Plain English" Disclosure Documents of Complex Investments
The Art of Complex Securities Litigation
Complex Investments Alert: How iShares Made the P/E Ratio Complex
How Portfolio Margin can Increase Leverage by 15X
Complex Investments have Complex Disclosure Documents
The Accelerant Arbitration Market Indicator Index - Update
How "Flash Boys" Create Complex Investments with Market Structure
After AWC, LPL Sets up Complex Investments Team
Accelerant Expert Tom Brakke Publishes New Book
Analysis of FINRA Arbitrator James H. Frank Decisions
Do Complex Investments Yield Higher Returns? No.
Economic Theories about Complex Investments
Puerto Rico Debt Rally Continues
The Accelerant Arbitration Market Indicator Index Ticks Higher
Financial Advisor Licensing for Complex Investments
Are Financial Advisors Being Trained for Complex Investments?
Ph.D-Level Disclosure Documents for Complex Investments
Regulatory Responses to Complex Investments
Accelerant is Pleased to Announce New Corporate Twitter Account
Puerto Rico Debt Crisis Approaching a Minsky Moment
Cognitive Limitations to Understanding Complex Investments
Do Sophisticated Investors Understand Complex Investments?
Understanding Portfolio Margin
Complex Investments that Even Financial Advisors Don't Understand
The Accelerant Arbitration Market Indicator Index - Update
High Education is no Guarantee to Understanding Even Simple Investments
Douglas Engmann Joins Accelerant LLC
Accelerant Publishes Puerto Rico Municipal Bond Crisis White Paper
S & P Puerto Rico Credit Ratings Downgrade Call Notes
The Disclosure Documents of Complex Investments are Hard to Read
Most Retail Investors Don't Understand Complex Investments
Increasingly Complex Investments for Retail Investors
Puerto Rico Debt Crisis Conference Notes
Brokers Suing Firms Over Complex Investments
Steve Pomerantz, Ph.D. Joins Accelerant LLC
Understanding FINRA Suitability Rule 2111 - Prospectus Delivery and Suitability
Understanding FINRA Suitability Rule 2111 - Leveraged and Inverse ETF Suitability
The Accelerant Arbitration Market Indicator Index - Update
Understanding FINRA Suitability Rule 2111
Understanding FINRA Suitability Rule 2111 - Recommendations to Hold
Understanding FINRA Suitability Rule 2111 - The Three Components of Suitability
Specialist Suitability Obligations - Who's Ultimately Responsible?
Specialist Suitability Obligations - Representative-Specialist Interactions - Part 2
Specialist Suitability Obligations - Working with a Specialist
Specialist Suitability Obligations - Working with Clients
Specialist Suitability Obligations - Representative-Specialist Interactions
Specialist Suitability Obligations - What is a "Specialist"?
Specialist Suitability Obligations - Introduction and Background
FINRA Rule 2111 - Reasonable-Basis Suitability
Puerto Rico Municipal Bond Crisis - Individual Municipal Bonds
Puerto Rico Municipal Bond Crisis - The Effects of Double Leverage
Puerto Rico Municipal Bond Crisis - Understanding Closed-end Bond Funds
Puerto Rico Municipal Bond Crisis - 2006 Government Shutdown and Recession
Puerto Rico Municipal Bond Crisis - Adverse Tax and Trade Policies
Puerto Rico Municipal Bond Crisis - Unfunded Pension Fund Data
Accelerant Insurance Expert John Duval, Sr. Quoted in MarketWatch Article
Accelerant Arbitration Market Indicator Flashes Highest Sell Signal Since 2000
Puerto Rico Municipal Bond Crisis - Unfunded Pension Funds
Sustainable Withdrawal Rates - Revisited
Puerto Rico Municipal Bond Crisis Research - Labor Force and Unemployment
Demonstration Blog Post
The Puerto Rico Municipal Bond Crisis in One Chart
Oppenheimer Municipal Bond Fund Puerto Rico Exposure
Puerto Rico Debt Exposure by Fund Family
Puerto Rico Economic Activity Index From 2005
Puerto Rico Municipal Bond Crisis Research Links
UBS Puerto Rico Municipal Bond Funds Overview
FINRA Issues Regulatory Notice 13-31 Suitability
FINRA Moves Closer to Fiduciary Standard with Conflicts Report
Accelerant Publishes New White Paper: "Suitability Obligations When Using Specialists"
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