The Securities Litigation Expert Blog

SEC Announces Over 1,500 Private Fund Advisors Register as Investment Advisors

Posted by Jack Duval

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Oct 20, 2012 3:47:35 AM

As a result of the Dodd-Frank legislation, hedge fund, private equity fund and other fund managers are having to register as Investment Advisors with the SEC.  This is a significant development as trillions of assets are now coming under the aegis (and scrutiny) of the SEC.  We will have more commentary on this later, but here are some initial links for your review:


Topics: RIA, Dodd-Frank, Investment Advisors, Investment Advisor, SEC, Compliance, private equity fund, regulation., hedge fund


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