The Securities Litigation Expert Blog

The Firm of Wal and Mart: When you're not betting the company

Posted by Jack Duval

Oct 16, 2020 2:34:59 PM

Most of you know about my RIA firm, Bantam Inc.

I just published a post on The Bantam Blog that I thought you would find of interest.  It's about the implications of nonlawyer ownership of law firms (which is already here and will be in every state in a few years).

If you're interested in that content, please sign up for The Bantam Blog, because I won't be posting them here as well.

__________

To learn more about suitability and fiduciary expert Jack Duval, click here.

SIGN UP FOR OUR BLOG

Read More

Topics: Bantam Inc.

Jack Duval Launches RIA Firm Bantam Inc.

Posted by Jack Duval

Mar 4, 2018 7:28:11 AM

Bantam Logo Web-07.png

 

I'm pleased to announce the official launch of Bantam Inc. a registered investment advisory firm.

Bantam is brining a new level of fiduciary guidance to our clients for all aspects of their finances and investments.

A number of traits set Bantam apart:

  • Flat-fee pricing;
  • Ability to consult with clients on stand-alone projects without them having to move their assets;
  • Bantam is registered as a New York benefit corporation.  This means the firm is fiduciary bound at the advice level (as an RIA) and at the corporate level (as a benefit corporation).

To learn more, please visit the Bantam website.

As a side note, I am still very much in the litigation consulting business and will be taking cases for the foreseeable future.  Please feel free to reach out to discuss Bantam or potential cases.

Careers

I am in the process of hiring an investment advisor. I'm looking for someone who wants to join a dynamic startup and can grow with the firm.  The position would include salary, bonus, and equity that vests over time.

If you know anyone with a legal and/or accounting background, who is interested in working with high- and ultra-high net worth investors on complex problems, please forward their names to me.

We are securing office space in Manhattan, close to Grand Central Terminal.  More information is available on our Careers page.

For information about securities expert Jack Duval, click here.

SIGN UP FOR OUR BLOG

Read More

Topics: Bantam Inc.

Subscribe to Email Updates

Recent Posts

Posts by Topic

see all