The Securities Litigation Expert Blog

Philosophical Self-Reflection at the SEC

Posted by Jack Duval

Oct 7, 2012 2:30:21 AM

Commissioner Daniel M. Gallagher ponders some big questions about the meaning and purpose of the SEC and Finra in a speech entitled “Market 2012: Time for a Fresh Look at Equity Market Structure and Self-Regulation”.  (SEC)

I'm busy today, so comments will have to come later.

Read More

Topics: Daniel M. Gallagher, FINRA, speech, self-regulation, SEC, Compliance, regulation.

Subscribe to Email Updates

Recent Posts

Posts by Topic

see all