The Securities Litigation Expert Blog

The New York Observer Weighs in on the Fiduciary Battle Between RIAs and BDs

Posted by Jack Duval

Aug 22, 2012 8:50:22 AM

The Observer has always published interesting, if not quirky, financial reporting.  Here's a serious piece on the fiduciary standard battle currently raging across the financial industry.

A surprising number of heavy hitters are putting their two cents in - from many different walks of life.

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Topics: RIA, broker dealer, The New York Observer, Compliance, fiduciary standard

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