The Securities Litigation Expert Blog

Happy New Year!

Posted by Jack Duval

Jan 1, 2013 3:49:50 AM

I've been taking it easy over the past few days, but will be picking up the Accelerant blog in earnest again tomorrow.

Congratulations to all the Accelerant blog readers who survived the Mayan Apocalypse!

0 Comments Click here to read/write comments

Topics: Data Analysis, apocalypse

All posts

Posts by Topic

litigation (91)
investments (83)
Compliance (74)
FINRA (74)
regulation. (59)
SEC (54)
Data Analysis (48)
Complex Investments (44)
securities litigation (40)
Puerto Rico (36)
municipal bond crisis (35)
supervision (35)
Securities Expert (33)
UBS (27)
Investment Advisors (24)
Predictive Analytics (24)
Complexity (23)
Investment Complexity (22)
Statistics (22)
Investment Suitability (21)
closed-end funds (21)
Complex Investment Expert (20)
fixed income (20)
suitability (19)
Senior Investors (18)
Accelerant Arbitration Market Indicator (17)
big data (17)
education (16)
LIBOR (15)
Dodd-Frank Act (14)
Structured Products (14)
Suitability Expert (14)
fraud (14)
Complexity Risk (12)
fiduciary obligations (12)
Analytic Talent (11)
FINRA Arbitration (11)
Swaps (11)
Elder Abuse (10)
Jack Duval (10)
Master Limited Partnerships (10)
Protecting Senior Investors (10)
Securities Exchange Commission (10)
UBS closed-end funds (10)
dol fiduciary rule (10)
Due Diligence (9)
MLP (9)
RMBS (9)
arbitration (9)
erisa fiduciary expert (9)
prudent expert standard (9)
Alzheimer's (8)
FINRA Suitability Rule 2111 (8)
Puerto Rico Municipal Bond Crisis (8)
RIA (8)
Regulation Best Interest (8)
dementia (8)
broker-dealer specialist system (7)
reasonable basis suitability (7)
risk (7)
specialists suitability (7)
Bloomberg (6)
FINRA Rule 2111 (Suitability) (6)
New York Times (6)
analytics (6)
complex products (6)
Company Town (5)
Dodd-Frank (5)
Law Firm Analytics (5)
Total Wealth Diversification (5)
bubble (5)
financial exploitation (5)
hedge funds (5)
high yield (5)
natural gas (5)
Automated Readability Index (4)
Bantam Inc. (4)
Barclays (4)
Contingent Convertible Bond (4)
ETF (4)
ILS (4)
IOSCO (4)
NYT (4)
Reuters (4)
Richard G. Ketchum (4)
Rule 2111 (4)
SEC Regulation Best Interest (4)
fiduciary duties (4)
insurance-linked securities (4)
leverage (4)
private equity (4)
volatility-linked products (4)
AAA (3)
CDO (3)
CEFs (3)
Churning (3)
CoCo (3)
Customer-specific Suitability (3)
Deutsche Bank (3)
Harvard (3)
Hurricane Sandy (3)
Investment Policy Statement (3)
JAMS (3)
Litigation Trends Report (3)
Lost Gains Cases (3)
Margin (3)
Master Limited Partnership (3)
Nate Silver (3)
REIT (3)
S&P (3)
The New York Times (3)
Third Avenue Focused Credit Fund (3)
broker dealer (3)
class action (3)
complex (3)
debt (3)
disclosure (3)
distressed debt (3)
hedge fund (3)
hold recommendations (3)
investment recommendation (3)
links (3)
municipal bonds (3)
shale gas (3)
Accelerant (2)
Accelerant Products (2)
Apple REIT 10 (2)
Books (2)
CEF (2)
CNBC (2)
Chesapeake Energy (2)
China (2)
Closed-end municipal bond funds (2)
Conflicts of Interest (2)
DPP (2)
Daniel M. Gallagher (2)
David Lerner Associates (2)
EMC (2)
EU (2)
Fact Specific Analysis (2)
Forbes (2)
Fullbright & Jaworski (2)
GameStop (2)
Goldman Sachs (2)
HSBC (2)
IPO (2)
Investment Advisor (2)
InvestmentNews (2)
Janet Cowell (2)
John Duval Sr. (2)
Leveraged and Inverse ETF (2)
MIT Technology Review (2)
NCUA (2)
NRSRO (2)
Portfolio Margin (2)
PwC (2)
Quantitative Suitability (2)
Robinhood (2)
S&P 500 (2)
SIFMA (2)
SRO (2)
Schema Theory (2)
Senior Loans (2)
Student Loan Bubble (2)
Susan Axelrod (2)
Thompson Reuters (2)
Trading Halt (2)
Trading Restrictions (2)
Wolfram (2)
benchmarks (2)
bonds (2)
collateralized loan obligations (2)
data scientists (2)
eDiscovery (2)
economics (2)
enforcement (2)
fiduciary standard (2)
finance (2)
fixed income experts (2)
high frequency trading (2)
insurance (2)
junk bonds (2)
law firms (2)
municipal bond expert (2)
private equity fund (2)
private placements (2)
ratings agencies (2)
registered representative (2)
risk tolerance (2)
securities (2)
shale oil (2)
social media (2)
unfunded pension (2)
valuation (2)
video (2)
white paper (2)
yield bubble (2)
yield chasing (2)
'40 Act; Suitability; Supervision; Compliance (1)
2111 (1)
2210 (1)
2212-16 (1)
2nd Circuit (1)
538 (1)
60/40 mix (1)
9th circuit (1)
A.O. Hirschman (1)
AMJ (1)
AMLP (1)
AWC (1)
Accel Partners (1)
Adam Smith Esq. (1)
AdvisorOne (1)
Alabama (1)
Alerian (1)
Alix Bailin (1)
All Analytics (1)
Annual Meeting (1)
Annual Reports (1)
Arbitrator Analyzer (1)
Ari Weinberg (1)
Arthur Berman (1)
Asset Allocation (1)
Azam Ahmed (1)
BBC (1)
Bail-in (1)
Banco Popular (1)
Barry Ritholtz (1)
Best Interest five elements (1)
Big Oil (1)
Bill Gross (1)
Bill Singer (1)
Bond Buyer (1)
Brad Bennett (1)
Breach of Fiduciary Duty Claims (1)
Briefcase (1)
Bruce Kelly (1)
Bruce Macewen (1)
C (1)
C Share (1)
CAIS (1)
CDS (1)
CIA (1)
CIOInsight (1)
CISA (1)
CISO (1)
CLE (1)
CLO (1)
CNET (1)
CPE Credit (1)
CTFC (1)
CalPERS (1)
Center for Digital Education (1)
Central Banks (1)
Christmas (1)
Cities (1)
Citigroup (1)
Climate Corp. (1)
Communications Rules (1)
Computable Document Format (1)
Countrywide (1)
Coursera (1)
CreditMatters (1)
D-Wave (1)
DLA (1)
DOJ (1)
DSNews (1)
Darrell Preston (1)
Data Collective (1)
Daubert (1)
David Lerner (1)
Davos (1)
Decision Management (1)
Derivative Partners (1)
Doug Engmann (1)
ESPN (1)
ETN (1)
EUPD (1)
Eagleford (1)
Eastern District (1)
Elections (1)
Energy Policy Forum (1)
Enron (1)
Eric Siegel (1)
Ernst & Young (1)
Event Study (1)
Exchange Data International (1)
Ezra Zask (1)
FCA (1)
FERC (1)
FFELP (1)
FHFA (1)
FINRA RN 19-26 (1)
FINRA Regulation (1)
FINRA Rule 2111 (1)
FINRA Rules (1)
FSA (1)
FT (1)
Facebook (1)
Farmeron (1)
Fenwick & West LLP (1)
Fiduciary (1)
Florida (1)
FlowingData (1)
Floyd Norris (1)
Football (1)
Form PF (1)
Froriep Renggli (1)
Fulbright and Jaworski (1)
GDB (1)
GDP (1)
GS (1)
Gerri Walsh (1)
Gigaom (1)
Guardian (1)
Guardian Care Homes (1)
HBS (1)
HR (1)
HTA (1)
Harvard Business Review (1)
Harvard Business School (1)
Henry Raschen (1)
Homeward Residential (1)
Hong Kong (1)
Hyman Minsky (1)
ICLG (1)
IE (1)
IRR (1)
ISDA (1)
Illiquid Investments (1)
Illustion of Liquidity (1)
InsideCounsel (1)
Insight Data Science Program (1)
International Financial Law Review (1)
Investment Program Association (1)
JP Morgan (1)
JPM (1)
James H. Frank (1)
James Turley (1)
Japan (1)
Jeff Hawkins (1)
Jefferies Group (1)
Jobs Act (1)
Joe Kennedy (1)
Jonathan S. Sokobin (1)
Jones Lang LaSalle (1)
Joshua Gallu (1)
Journal of Finance (1)
Judge Rakoff (1)
Justice Department (1)
KPIs (1)
Keynes (1)
Kinder Morgan (1)
LBO (1)
Latham & Watkins (1)
Lehman Brothers SIPA Claims (1)
Lehman Brothers Unsecured Debt (1)
Len Santoro (1)
Letter (1)
Level 3 Assets (1)
Leveraged and Inverse (1)
Linda Feinberg (1)
Liquid Alternatives (1)
Liquidity (1)
Living Links (1)
Lowenstein Sandler (1)
Lucidus Capital Partners (1)
MBIA (1)
MERS (1)
MIT (1)
Managed distributions (1)
Margin Sales (1)
Margin leverage (1)
Market Efficiency (1)
Market Structure Risk (1)
MarketWatch (1)
Martin Wheatley (1)
Mary Mack (1)
Mathematica (1)
Matrix Chambers (1)
McKinsey (1)
McKinsey Global Institute (1)
Melanie Waddell (1)
Merrill Lynch (1)
Money Market Funds (1)
Moody's (1)
Morgan Lewis (1)
Morgan Stanley (1)
Morningstar (1)
Morrison (1)
NEPC (1)
NERA (1)
NTM (1)
NTM 04-89 (1)
NTM 05-59 (1)
NTM 07-43 (1)
NTM 10-22 (1)
NTM 12-40 (1)
NTM 12-45 (1)
NTM 12-55 (1)
NTM 13-07 (1)
NYC Bar (1)
NYU (1)
Nathaniel Popper (1)
Netflix (1)
New York Attorney General (1)
New York City (1)
New York Fed (1)
New York Federal Reserve (1)
New York Law Journal (1)
New York State (1)
Noreen Seebacher (1)
North Carolina (1)
OCIE (1)
Oil and Gas (1)
Oilprice.com (1)
Open Data Strategy (1)
Open University (1)
Oppenheimer (1)
P/E Ratio (1)
PIK bonds (1)
PIMCO (1)
PREPA (1)
Paradigm4 (1)
Penn (1)
Pension Loans (1)
Pension Management (1)
Peyton Manning (1)
PhD (1)
Pilot Program (1)
Pivotal Labs (1)
Post Carbon Institute (1)
Practice Note (1)
Princeton (1)
Private Fund Reporting Depository (1)
Private Funds (1)
ProShares (1)
Products (1)
Prospectus Delivery (1)
Puerto Rico Municipal Bond Capital Structure (1)
Puerto Rico municipal bonds (1)
Quantitative Investment Analysis (1)
RMBS Working Group (1)
RN 13-31 (1)
Rambus (1)
Rank and Strike List (1)
Rapid Response Team (1)
Raygor Estimate (1)
Raymond J. Lucia (1)
Reasonable (1)
Reasonable Care (1)
Reddit (1)
Reed Hastings (1)
Regulation FD (1)
Restructuring (1)
Reverse Convertible (1)
Richard Doty (1)
Riskology (1)
Robb Adkins (1)
Rule (1)
Rule 2090 (1)
Rule 2510 (1)
SEC Rule 434 (1)
STEM (1)
STRATS (1)
Sand Canyon (1)
Santander (1)
Schrodinger's cat (1)
Second Circuit (1)
SecondMarket (1)
Section 15(c)(2) (1)
Section 2(a)(10) (1)
Section 939F (1)
Securities Expert Roundtable (1)
Securities Litigation Study (1)
Securities Litigation Uniform Standards Act (1)
Securities Litigation and Enforcement Institute (1)
Securities and Futures Commission (1)
Senate (1)
Silicon Valley (1)
Skynet (1)
Soberlook (1)
Speculative and Aggressive Investments (1)
Splunk (1)
Sports Illustrated (1)
Sr. (1)
St. Louis Fed (1)
Stanford (1)
Startup (1)
Stein's Law (1)
Steve Lohr (1)
Steve Pomerantz (1)
Stone Lion Capital Partners (1)
Structured Finance Litigation Blog (1)
Super Nova (1)
Surface (1)
Sutherland (1)
Swap Financial Group (1)
Switzerland (1)
Tableau (1)
Taft-Hartley (1)
Talent Analytics (1)
Tamar Frankel (1)
Taschen (1)
Telegraph (1)
The Metropolitan Corporate Counsel (1)
The New York Observer (1)
Thomas M. Selman (1)
Tom Brakke (1)
Tom Davenport (1)
Tom Simonite (1)
Tracking Error (1)
Twitter (1)
U.S. Foreign Corrupt Practices Act (1)
U.S. Government (1)
UCL (1)
UK (1)
UMich (1)
Utica Shale (1)
Variable Universal Life (1)
VelocityShares Inverse Short Term ETN (1)
VoltDB (1)
WSJ (1)
Washington State (1)
Wells Fargo (1)
Wells Notice (1)
Wendell Belden (1)
Winston & Strawn (1)
Wolfram|Alpha Pro (1)
Women 2.0 (1)
World Economic Forum (1)
XIV (1)
Zach Bogue (1)
Zero Hedge (1)
active share (1)
administration (1)
alternative fees (1)
analysis (1)
anti-fraud (1)
apocalypse (1)
backtested (1)
banking (1)
bankruptcy (1)
banks (1)
big science (1)
bonus (1)
book (1)
browser (1)
burden of proof (1)
business continuity plans (1)
business development companies (1)
call to action (1)
chasing yield (1)
chief economist (1)
civil litigation (1)
class actions (1)
clearinghouse (1)
client (1)
closed-end bond funds (1)
collateral (1)
commercial mortgages (1)
commissions (1)
compensation (1)
continuing education (1)
cost-benefit analysis (1)
cost/equity ratio (1)
credit unions (1)
crop (1)
crowdsourcing (1)
damages (1)
data analytics (1)
data protection (1)
data science (1)
data visualization (1)
de-smoothed returns (1)
default (1)
derivatives (1)
deterministic (1)
discovery (1)
discretion (1)
drilling (1)
duration (1)
e-discovery (1)
eBooks (1)
early IRA withdrawals (1)
economic activity index (1)
economists (1)
edX (1)
energy markets (1)
enforcement actions (1)
equity (1)
examination (1)
exchanges (1)
exhibits (1)
expert opinion (1)
expert testimony (1)
fair dealing (1)
farmers (1)
farming (1)
fiduciary expert (1)
filing trends (1)
filings (1)
financial innovation (1)
financial services (1)
fixed fee arrangements (1)
foreclose (1)
hardware (1)
hourly rate (1)
hypothetical (1)
iPad (1)
iShares (1)
index funds (1)
informed consent (1)
initial margin (1)
interactive (1)
interest rates (1)
interest reates (1)
investment strategies (1)
investor tools (1)
jobs (1)
large abritration (1)
legal services (1)
leverage-adjusted returns (1)
leveraged loans (1)
limited partnerships (1)
market manipulation (1)
markups (1)
mortgage (1)
msrb (1)
municipal bond insurance (1)
municipal debt crisis (1)
mutual fund (1)
mutual funds (1)
negative roll yield (1)
non-traded (1)
non-traded REIT (1)
online education (1)
opt-out (1)
optimization (1)
politics (1)
portfolio margining (1)
presidential election (1)
primer (1)
private advisers (1)
private placement (1)
product; (1)
punctuated equilibria (1)
quants (1)
raiding (1)
real-time (1)
reasonable compensation (1)
rebalancing; investments; FINRA (1)
recruiting (1)
regulation Rule 4370 (1)
report (1)
research (1)
retail (1)
returns (1)
reverse mortgages (1)
rules (1)
sales practice (1)
scams (1)
scandal (1)
science (1)
self-regulation (1)
selling agreement (1)
settlement (1)
siliconAngle (1)
specialists (1)
speech (1)
sports (1)
standing (1)
streaming (1)
sub-accounts (1)
sub-prime (1)
sustainable withdrawal rates (1)
tables (1)
talent (1)
tradecraft (1)
trillion (1)
turnover ratio (1)
value-at-risk (1)
variable annuities (1)
variable annuity expert (1)
variable annuity litigation (1)
variable annuity taxation (1)
venture capital (1)
videotaping (1)
visualization (1)
wirehouse (1)
women (1)
zombie apocalypse (1)

see all

The Securities Litigation Expert Blog

Happy New Year!

Subscribe to Email Updates

Recent Posts

Posts by Topic