The Securities Litigation Expert Blog

Analysis of FINRA Arbitrator James H. Frank Decisions

Posted by Jack Duval

Mar 27, 2014 3:34:04 PM

FINRA has permanently disqualified arbitrator James H. Frank for making material misrepresentations on his arbitrator disclosure form.  See the Reuter's story here.

Accelerant has analyzed Mr. Frank's publicly available awards.  The analysis can be found by clicking on the screenshot below.  Please note that you can get the case information by putting your pointer over the blue bars. If you click on the blue bars you will be taken to the respective Arbitration Award.



Accelerant ( is a securities litigation consulting firm specializing in large and complex cases. Our experts have industry, academic, and regulatory experience and bring broad and deep securities and regulatory knowledge as well as analytic rigor to their work.

Accelerant’s clients value our ability to communicate complex ideas simply, our reputation for unbiased, independent, and high quality analysis, and our commitment to a highly responsive work ethic. Headquartered in New York City, Accelerant also serves clients from our Hong Kong and London offices.

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Topics: FINRA Arbitration, James H. Frank

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