This blog post continues our expert analysis of complex investments and their regulation.
In an interview with The New York Times, Finra CEO Richard G. Ketchum gave insights into the regulators areas of focus. (NYT) These include:
- High Frequency Trading
- Complex Products
- Leveraged Loans
- Collateralized Loan Obligations
- Brokerage Conflicts with Proprietary Products
You can find our previous coverage of Richard G. Ketchum here and here.