The Securities Litigation Expert Blog

Finra's New Suitability Rule 2111 Living Links Visualization

Posted by Jack Duval

Oct 9, 2012 3:57:34 AM

Here's a visualization of the new Finra Suitability Rule 2111 with clickable marks.  (Just click on any of the colored marks to be taken to the relevant Finra Rule or NTM.  Roll over the Rule or NTM title to get the full title and subtitle.)

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Topics: FINRA, visualization, Data Analysis, Rule, NTM, 2111, Living Links, Compliance

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